Our Sectors

Regulatory

Regulatory requirements…

Regulation of business and industry is intended to protect consumers, employees and the environment. Businesses, regardless of size and complexity, must comply with legislation and regulation which come from all levels of government.

The law can be complex with traps for the unwary. Failure to comply can result in significant fines and adverse publicity that can put a business at risk. Directors and managers can face personal liability that can result in disqualification, fines and in some cases custodial sentences.

Significant costs will be incurred during lengthy investigations by the police and regulators. Prohibition and improvement notices can prevent a business operating effectively.

The Regulatory team has a wealth of experience representing organisations and individuals investigated and prosecuted for regulatory offences. In times of crisis we are able to guide you and your staff through it with calm authority, assured handling of the prosecution authorities and clear, effective advice.

Key Contacts

Philip Tracey Partner

020 7079 4658
07730 898 453

Email
Anthony Bushell Partner

01386 578 886
07866 634 085

Email
Anthony Baker Partner

0113 4681 702
07811 545 321

Email

CASE ALERTS

Financial Ombudsman Service – A Guide to the Changes

Introduction The Financial Ombudsman (“FOS”) was set up in 2000 by Parliament as an independent public body to resolve complaints between financial businesses and their customers. Their stated aims are to “resolve individual disputes between consumers and business – fairly,...

by Plexus, 12 Apr 2019

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CASE ALERTS

Legal Alert: Consultation on the Jackson Report on Extending Fixed Recoverable Costs Published

The Consultation on extending the applicability of fixed recoverable costs to most civil cases with a value of up to £100,000 has now commenced, due to run until 6th June 2019. The Ministry of Justice will now consult on the...

by Plexus, 31 Mar 2019

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CASE ALERTS

Legal Alert: Discount Rate Update

On 19 March 2019 the Lord Chancellor, David Gauke, advised the London Stock Exchange of the commencement of his long awaited review of the personal injury Discount Rate as required by the Civil Liability Act 2018. Under the terms of...

by Plexus, 20 Mar 2019

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CLIENT FEEDBACK

The firm is very customer-focused and proactive. I am happy with the current service... They are excellent with regulatory work, such as HSE defence.

Regulatory Health & Safety – client comments recorded in Chambers legal directory

CLIENT FEEDBACK

I really want to thank you for the relentless and sincere work you have done for me...

Private client – Plastic Surgeon

CLIENT FEEDBACK

They are responsive, economic and knowledgeable. They know what I want and deliver it. Their client care skills are absolutely top-drawer and we are comfortable that they will deliver the results that we require.

Personal Injury – client comments recorded in Chambers legal directory

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Plexus Legal LLP is a limited liability partnership with registration number OC416421, Plexus Law Limited is a limited company with registration number 09641584 and Plexus North LLP is a limited liability partnership with registration number OC423092. All three entities were incorporated in England & Wales and have their registered office address at Joseph’s Well, Hanover Walk, Leeds, LS3 1AB. Both Plexus Legal LLP and Plexus Law Ltd are authorised and regulated by the Solicitors Regulation Authority whose professional rules can be accessed at www.sra.org.uk. Plexus North LLP is a Multi-national Practice regulated by the Law Society of Scotland (LS No.57187), whose professional rules can be accessed at www.lawscot.org.uk. Together and separately these entities are referred to as “Plexus”. Plexus and Plexus Law are trading names of Plexus Legal LLP, Plexus Law Limited and Plexus North LLP. A list of members, directors, non-members and non-directors who are designated ‘partner’, ‘associated partner’ or ‘director’ is available at the registered office. The term ‘partner’, ‘associated partner’ or ‘director’ indicates a member or director of Plexus Legal LLP/Plexus Law Limited/Plexus North LLP or an employee or consultant of equivalent or senior standing and includes non-solicitors and non-lawyers.